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103 Optimize Compliance Oversight of First Tier, Downstream, and Related Entities (FDRs) with Best Practices

103 Optimize Compliance Oversight of First Tier, Downstream, and Related Entities (FDRs) with Best Practices 11:00am - 12:00pm

1. The stated educational goals related to the topic were met
2. I would attend a session on this topic in the future
3. Handouts were informative and easy to use.
4. Time allotted to the learning activity and/or handouts was appropriate.