CE Quiz Template - June 2023

As a subscriber to Financial-Planning.com, you can earn up to 12 hours of CE credit from the CFP Board and the Investments & Wealth Institute.

Please read the articles and answer the questions below. To find the related article, click on the hyperlinked title of the story – both online-only articles as well as stories published in the magazine.

You must answer 8 of the 10 questions correctly to qualify for CE credit.

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1. These two states have pass-through entity tax rates that are higher than any of their individual tax brackets, meaning taxpayers in those states will almost always pay higher taxes with a PTET. *This question is required.

2. Which of these forms is used for business partnerships to report their income, gains, losses, deductions and other information to the IRS? *This question is required.

3. Under the SEC’s new marketing rule, advisory firms must disclose payment arrangements with any clients or investors who provide favorable testimonials unless the person making the endorsement is receiving less than this amount over a one-year period. *This question is required.

4. Per SECURE 2.0, in 2024, people who are victims of domestic abuse will be able to pull this much out of their IRA or workplace retirement plans without paying an early withdrawal penalty. *This question is required.

5. Beginning in 2024, people making catch-up contributions to their retirement plans will have to make them on a post-tax basis if they are earning more than this amount. *This question is required.

6. Employee contribution limits for SIMPLE IRAs will rise in 2024 by 10% for employers with this many or fewer workers. *This question is required.

7. In 2024, owners of 529 college savings plans will be able to redirect up to this amount of any unused dollars to a Roth IRA. *This question is required.

8. Per the above, how long must the 529 account be open in order to roll over to the Roth IRA? *This question is required.

9. Per SECURE 2.0, all newly created 401(k) and 403(b) plans must feature auto-enrollment beginning in which year? *This question is required.

Related Content: Are automatic rollovers the way of the future?

10. When rolling over a 401(k) and receiving a check from a previous plan provider, a client must forward that check to their new provider within this many days. *This question is required.

11. First Name *This question is required.

12. Last Name *This question is required.

13. CFP Board ID Learn more about CFP Board Certification

14. IMCA ID Learn more about IMCA Certification

15. Email Address *This question is required. This question requires a valid email address.

Continuing Education credit — June 2023