CE Quiz Template - March 2023

As a subscriber to Financial-Planning.com, you can earn up to 12 hours of CE credit from the CFP Board and the Investments & Wealth Institute.

Please read the articles and answer the questions below. To find the related article, click on the hyperlinked title of the story – both online-only articles as well as stories published in the magazine.

You must answer 8 of the 10 questions correctly to qualify for CE credit.

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1. Withdrawals of gains from Roth IRAs are tax-free once the account holder is age 59 and ½ and has had the account for at least this many years. *This question is required.

2. For which of these retirement accounts can investors make a contribution all the way up to the extended filing deadline? *This question is required.

3. A single tax-filer with a modified adjusted gross income of how much would owe the 3.8% levy on a mutual fund distribution, along with paying capital gains? *This question is required.

4. Per the SEC, the accounts advised or managed by an advisory firm are considered to be separately managed unless the firm is an advisor to which of the below: *This question is required.

5. When filling out Item 5A on Form ADV, which tracks employee headcount, the advisory firm need not include this type of employee: *This question is required.

6. A donor to a 529 plan can “superfund” it by making the equivalent of this many years’ worth of contributions at one time. *This question is required.

7. For 2023, how much would a married-filing-jointly couple be able to contribute, in total, if they made use of the “superfunding” into the 529 described above? *This question is required.

8. Donors of paintings, antiques and other pieces of art for which a tax filer claims a deduction of more than this amount must include a qualified appraisal attached to From 8283. *This question is required.

9. The IRS’s “failure to file” penalty for taxpayers can reach up to what percentage of the total of taxes owed? *This question is required.

10. For 2023, a single person who has an income of more than this amount is not eligible to contribute directly to a Roth IRA. *This question is required.

Related Content: Ask an advisor: Am I too rich for a Roth IRA?

11. First Name *This question is required.

12. Last Name *This question is required.

13. CFP Board ID Learn more about CFP Board Certification

14. IMCA ID Learn more about IMCA Certification

15. Email Address *This question is required. This question requires a valid email address.

Continuing Education credit — March 2023