CE Quiz Template - April 2021

As a subscriber to Financial-Planning.com, you can earn up to 12 hours of CE credit from the CFP Board and the Investments & Wealth Institute.

Please read the articles and answer the questions below. To find the related article, click on the hyperlinked title of the story – both online-only articles as well as stories published in the magazine.

You must answer 8 of the 10 questions correctly to qualify for CE credit.

Financial Planning does not email a certificate of completion. Please take a screenshot of the results screen, and keep the confirmation for your records. Financial Planning reports results to the CFP Board weekly. The board may take an additional two weeks to post results.

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1. The Section 179 deduction limit for property expenditures is how much? *This question is required.

Related Content: Top 5 tax strategies for real estate owners

2. The phaseout for amount of qualified property expenditures purchased in order to get the deduction is how much? *This question is required.

Related Content: Top 5 tax strategies for real estate owners

3. In FINRA Form U4, Section 12 requires a reported employment history going back how many years? *This question is required.

4. When reporting this employment history, you cannot have gaps more than how long without indicating a reason why? *This question is required.

5. Per the Covid relief package passed in March 2021, children under the age of six as of the end of the year are eligible for a tax credit of how much? *This question is required.

6. Which of these states will require companies that don’t offer a qualified retirement plan to register for its state-mandated retirement program if they have five or more employees by June 30, 2022? *This question is required.

7. In the case of a bulk transfer of assets described in FINRA Rule 11870, if a negative response letter is used rather than obtaining authorization from a client, the RULE says the letter much include a notice period of how many days? *This question is required.

8. Which of these items does NOT need to be included in a negative response letter? *This question is required.

9. Clients who want to defer cryptocurrency tax bills may invest in an opportunity-zone fund and reduce their capital gains until what year? *This question is required.

Related Content: Smart ways clients can lower taxes on Bitcoin

10. Which of these funds has the highest average expense ratio? *This question is required.

Related Content: Worst mutual fund outflows over 15 years

11. First Name *This question is required.

12. Last Name *This question is required.

13. CFP Board ID Learn more about CFP Board Certification

14. IMCA ID Learn more about IMCA Certification

15. Email Address *This question is required. This question requires a valid email address.

Continuing Education credit — April 2021